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Chief Compliance Officer

Joseph DiBartolo

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Mr. DiBartolo, currently employed by ACA Global, is an outsourced Chief Compliance Officer. He previously held a similar role for Good Hill Partners beginning in 2012. He is a career asset management professional specializing in compliance activities for SEC registered and unregistered investment adviser firms, including hedge funds. He has served as the Investment Advisers Act of 1940 Rule 206(4)-7 designated Chief Compliance Officer for 15 registered investment adviser firms. He has led or participated in compliance consulting initiatives, including SEC registration, SEC compliance program design, installation, and assessment engagements. He has successfully managed numerous SEC examinations, inquiries, and investigations. Mr. DiBartolo began his career over 32 years ago with roles as Compliance Analyst with Smith Barney, Inc, Head of Compliance for HSBC Asset Management Americas, Inc, and  Compliance Manager for PIMCO Advisers. He held senior compliance roles at Bear, including acting as CCO to several Bear Sterns’ RIA affiliates and hedge funds.

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